Jefferies settles with SEC over lavish gifts (CNN Money)
Trading firm agrees to cough up .7M to regulators after probe reveals company paid for bachelor parties, Wimbledon tickets to drum up business.
N.Y. firm courted Fidelity traders with m in gifts (Boston Globe)
To woo business from Fidelity Investments traders, a New York brokerage firm showered them with pricey gifts such as private vacations and golf outings, tickets to a Justin Timberlake and Christina Aguilera concert, parties at the 2004 Super Bowl in Houston sponsored by Playboy and Maxim magazines, and a dozen bottles of Chateau Petrus wine worth 5 apiece.
Jefferies settles charges over illegal gifts (Reuters via Yahoo! Asia News)
NEW YORK (Reuters) - Jefferies Group Inc. agreed to pay about .7 million to settle charges that it lavished million worth of gifts, travel and other entertainment to win trading business from mutual fund giant Fidelity, the U.S. Securities and Exchange Commission said on Monday.
Jefferies settles charges over illegal gifts (Reuters via Yahoo! News)
Lavish gifts and travel designed to attract trading business to Jefferies Group Inc. came back to haunt the investment bank after it agreed on Monday to pay .7 million to settle charges with regulators.
Jefferies pays .7m over gifts to Fidelity (The Royal Gazette)
travel and other entertainment – including a private plane to Bermuda – to get trading business from mutual fund giant Fidelity, the Securities and Exchange Commission said yesterday.
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